Form ADV Disclosures

Form ADV Part 1

Form ADV Part 1 is a regulatory filing made directly with the SEC through the Investment Adviser Registration Depository (IARD). It contains information about our firm's structure, ownership, business practices, regulatory history, and conflicts of interest. Part 1 is available on the SEC's Investment Adviser Public Disclosure (IAPD) database.

View Part 1 on SEC IAPD

Form ADV Part 2A — Firm Brochure

Form ADV Part 2A is a plain-English narrative description of our advisory business, including the services we offer, our fees, conflicts of interest, methods of analysis, brokerage practices, and disciplinary history. SEC rules require us to deliver this brochure to prospective clients before or at the time of entering into an advisory agreement, and to offer it annually to existing clients.

View Part 2A Firm Brochure

Form ADV Part 2B — Brochure Supplements

Form ADV Part 2B contains brochure supplements for each of our supervised persons who provides investment advice to clients. Each supplement covers educational background, business experience, disciplinary information, other business activities, additional compensation, and supervision.

View Part 2B Brochure Supplements

Form ADV Part 3 — Form CRS

Form ADV Part 3, commonly known as Form CRS (Client Relationship Summary), is a brief plain-English summary of our relationship with retail investors, including a summary of our services, fees, conflicts of interest, and disciplinary history. Form CRS is required by SEC Rule 17a-14.

View Form CRS

How to Request Paper Copies

You may request paper copies of any of our regulatory disclosures, free of charge, by contacting our compliance department:

Researching Investment Advisers

The SEC encourages investors to research investment advisers before establishing a relationship. Free and simple search tools are available at:

• SEC Investment Adviser Public Disclosure (IAPD)
• Investor.gov/CRS